Just because a service isn’t listed here, doesn’t mean we can’t help! If you need any assistance on regulatory compliance matters or relating to competence, please do give us a call on 0121 288 5227 or email us at hello@beyond-compliance.co.uk

Authorisation Assistance

If you are thinking of setting up a new legal services venture or changing the corporate status, this will likely involve completing an application for authorisation with the designated regulator such as the SRA or BSB. There is some flexibility allowing you to “shop around” for the right regulator for your entity and the decision will often need knowledge of the regulators rules and requirements. Read more…

Compliance Documents

compliance documents

There are plenty of offerings out there for ‘off the shelf’ compliance documents or IT systems. However, there is a real danger with these as each legal business is different and does things in a different way. Indeed, the SRA have stated as much in relation to anti-money laundering documents as you may have seen reported, Read more…

Compliance and File Auditing

legal file auditing

Auditing is a key part of compliance and never has this been more important than with the drive towards self-regulation; the vague and subjective nature of most regulatory requirements means that it is up to legal businesses to show that they are achieving the requirements. Read more…

Compliance Health Check

Legal services compliance - SRA BSB CLC law firms

With so much to focus on, it’s hard enough for legal businesses to keep on top of retaining and securing clients and carrying out your day to day roles; which we all know is ultimately protecting your clients in legal matters. Read more…


Transferring Lawyers

If you are a legal professional and you are thinking about transferring your practice or entering a new regulatory environment; whether new to the UK or to the Bar or solicitor profession generally, then we can help you with this process. Read more…


COLP and COFA Coaching

Whether you drew the short straw, were the only viable candidate for the role or felt that it was your duty to take on the responsibility, the reality is that you are in an incredibly important position and are responsible for ensuring the business keeps its licence to practice. Read more…

Coaching and Training

At Beyond Compliance our philosophy is that people learn better and retain more information if they are engaged in the learning process. This has the added benefit that the investment you make in training has much more value for money. Read more…

Facilitation

Whether you are planning strategy, change or culture, many legal businesses are reluctant to bring in consultants who will tell them what to do. We understand the reasons for this and in our experience this approach means that any successful results of the consultancy are very short term. Read more…

Legal Process Analysis

The technological age has changed the way we all work. We can now do wonderful things with software and for the most part, the improvements have been incredibly positive. However, what many businesses forget is to involve their people in the development of processes. Read more…